Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, KAI YIU JOAN
Chinese Name of Relevant Individual
江佳遙
HKMA Registration Number
AC9732
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2008 - 18 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2008 - 18 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2008 - 09 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2008 - 09 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2006 - 06 Dec 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, KAI YIU JOAN
:
Chinese Name of Relevant Individual
江佳遙
:
HKMA Registration Number
AC9732
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9732
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
15 Apr 2008 - 18 Mar 2013
No
AC9732
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
15 Apr 2008 - 18 Mar 2013
No
AC9732
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
07 Jan 2008 - 09 Apr 2008
No
AC9732
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
07 Jan 2008 - 09 Apr 2008
No
AC9732
UBS AG
Type 1: dealing in securities
17 Jun 2006 - 06 Dec 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.