Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JUAN, HSIAOMEI MELANIE
Chinese Name of Relevant Individual
HKMA Registration Number
AC9750
Other HKMA Registration Number(s)
AC9749
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2018 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2018 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2017 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2017 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
26 Jun 2017 - 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
17 Jun 2014 - 22 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2014 - 22 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
16 Jun 2014 - 22 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2014 - 22 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
16 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2006 - 26 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JUAN, HSIAOMEI MELANIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9750
:
Other HKMA Registration Number(s)
AC9749
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9749
UBS AG
Type 1: dealing in securities
Since 31 May 2024
No
AC9749
UBS AG
Type 4: advising on securities
Since 31 May 2024
No
AC9749
CREDIT SUISSE AG
Type 1: dealing in securities
24 Aug 2018 - 31 May 2024
No
AC9749
CREDIT SUISSE AG
Type 4: advising on securities
24 Aug 2018 - 31 May 2024
No
AC9749
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
26 Jun 2017 - 29 Jun 2018
No
AC9749
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
26 Jun 2017 - 29 Jun 2018
No
AC9749
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
26 Jun 2017 - 29 Jun 2018
No
AC9749
LGT BANK AG
Type 5: advising on futures contracts
17 Jun 2014 - 22 Oct 2015
No
AC9749
LGT BANK AG
Type 1: dealing in securities
16 Jun 2014 - 22 Oct 2015
No
AC9749
LGT BANK AG
Type 2: dealing in futures contracts
16 Jun 2014 - 22 Oct 2015
No
AC9749
LGT BANK AG
Type 4: advising on securities
16 Jun 2014 - 22 Oct 2015
No
AC9749
LGT BANK AG
Type 9: asset management
16 Jun 2014
No
AC9749
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Jun 2006 - 26 Mar 2014
No
AC9750
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.