Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, CHI WAI
Chinese Name of Relevant Individual
葉智威
HKMA Registration Number
AC9761
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2011 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2007 - 31 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2006 - 31 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, CHI WAI
:
Chinese Name of Relevant Individual
葉智威
:
HKMA Registration Number
AC9761
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9761
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
22 Nov 2011 - 17 May 2017
No
AC9761
WING LUNG BANK LIMITED
Type 4: advising on securities
22 Dec 2007 - 31 Aug 2011
No
AC9761
WING LUNG BANK LIMITED
Type 1: dealing in securities
20 Jun 2006 - 31 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.