Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOY, CHU FU PRUDENCE
Chinese Name of Relevant Individual
蔡初芺
HKMA Registration Number
AC9762
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2010 - 26 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2010 - 26 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2010 - 24 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2010 - 24 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
30 Aug 2008 - 13 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2008 - 13 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2008 - 13 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2006 - 18 Jul 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOY, CHU FU PRUDENCE
:
Chinese Name of Relevant Individual
蔡初芺
:
HKMA Registration Number
AC9762
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9762
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Sep 2010 - 26 Jun 2011
No
AC9762
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
21 Sep 2010 - 26 Jun 2011
No
AC9762
CITIBANK, N.A.
Type 1: dealing in securities
21 Sep 2010 - 24 Jun 2011
No
AC9762
CITIBANK, N.A.
Type 4: advising on securities
21 Sep 2010 - 24 Jun 2011
No
AC9762
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
30 Aug 2008 - 13 Aug 2010
No
AC9762
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
26 Aug 2008 - 13 Aug 2010
No
AC9762
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
26 Aug 2008 - 13 Aug 2010
No
AC9762
UBS AG
Type 1: dealing in securities
20 Jun 2006 - 18 Jul 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.