Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, YIM YAN
Chinese Name of Relevant Individual
黃艷欣
HKMA Registration Number
AC9771
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Sep 2013
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BENEFITS (MPF RELATED ONLY)
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Sep 2013
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BENEFITS (MPF RELATED ONLY)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Sep 2013 - 12 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2006 - 10 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2006 - 10 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jun 2006 - 10 May 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, YIM YAN
:
Chinese Name of Relevant Individual
黃艷欣
:
HKMA Registration Number
AC9771
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Sep 2013
No
CORPORATE BENEFITS (MPF RELATED ONLY)
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Sep 2013
No
CORPORATE BENEFITS (MPF RELATED ONLY)
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9771
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 19 Sep 2013
No
AC9771
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 19 Sep 2013
No
AC9771
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Sep 2013 - 12 Jun 2016
No
AC9771
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jun 2006 - 10 May 2011
No
AC9771
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jun 2006 - 10 May 2011
No
AC9771
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jun 2006 - 10 May 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
