Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, HIU MAN
Chinese Name of Relevant Individual
曾曉敏
HKMA Registration Number
AC9772
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2012 - 05 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2012 - 05 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2010 - 02 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2010 - 02 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2008 - 21 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2008 - 21 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2007 - 15 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2006 - 25 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2006 - 25 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jun 2006 - 25 Feb 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, HIU MAN
:
Chinese Name of Relevant Individual
曾曉敏
:
HKMA Registration Number
AC9772
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9772
BANK SINOPAC
Type 1: dealing in securities
30 Nov 2012 - 05 May 2020
No
AC9772
BANK SINOPAC
Type 4: advising on securities
30 Nov 2012 - 05 May 2020
No
AC9772
CHONG HING BANK LIMITED
Type 1: dealing in securities
27 May 2010 - 02 Jan 2011
No
AC9772
CHONG HING BANK LIMITED
Type 4: advising on securities
27 May 2010 - 02 Jan 2011
No
AC9772
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2008 - 21 Mar 2010
No
AC9772
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2008 - 21 Mar 2010
No
AC9772
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
09 Mar 2007 - 15 Jun 2008
No
AC9772
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Dec 2006 - 25 Feb 2007
No
AC9772
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jun 2006 - 25 Feb 2007
No
AC9772
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jun 2006 - 25 Feb 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.