Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, KEVIN YU-YING
Chinese Name of Relevant Individual
葉汝英
HKMA Registration Number
AC9777
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2008 - 22 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2008 - 22 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2006 - 15 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2006 - 15 Sep 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, KEVIN YU-YING
:
Chinese Name of Relevant Individual
葉汝英
:
HKMA Registration Number
AC9777
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9777
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Oct 2008 - 22 May 2010
No
AC9777
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Oct 2008 - 22 May 2010
No
AC9777
DAH SING BANK, LIMITED
Type 1: dealing in securities
20 Jun 2006 - 15 Sep 2008
No
AC9777
DAH SING BANK, LIMITED
Type 4: advising on securities
20 Jun 2006 - 15 Sep 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.