Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAN, YING TONG CANDY
Chinese Name of Relevant Individual
顏英棠
HKMA Registration Number
AC9787
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2008 - 05 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2008 - 05 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2006 - 10 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2006 - 10 Oct 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAN, YING TONG CANDY
:
Chinese Name of Relevant Individual
顏英棠
:
HKMA Registration Number
AC9787
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9787
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Feb 2008 - 05 Jan 2011
No
AC9787
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Feb 2008 - 05 Jan 2011
No
AC9787
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jun 2006 - 10 Oct 2007
No
AC9787
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Jun 2006 - 10 Oct 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.