Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, LAI PING
Chinese Name of Relevant Individual
吳麗萍
HKMA Registration Number
AC9801
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2015 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2015 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2011 - 23 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2006 - 18 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2006 - 18 Mar 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, LAI PING
:
Chinese Name of Relevant Individual
吳麗萍
:
HKMA Registration Number
AC9801
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9801
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Mar 2015 - 26 Jun 2016
No
AC9801
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Mar 2015 - 26 Jun 2016
No
AC9801
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Mar 2011 - 23 Nov 2014
No
AC9801
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 Jun 2006 - 18 Mar 2010
No
AC9801
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 Jun 2006 - 18 Mar 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.