Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, SIU WAN
Chinese Name of Relevant Individual
馬少韞
HKMA Registration Number
AC9811
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jul 2017
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, PRIVATE WEALTH
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jul 2017
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, PRIVATE WEALTH
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
SFC CE number
AUD728
Business Address
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 30 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2015 - 30 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2008 - 11 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2008 - 11 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, SIU WAN
:
Chinese Name of Relevant Individual
馬少韞
:
HKMA Registration Number
AC9811
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
20 Jul 2017
No
RELATIONSHIP MANAGER, PRIVATE WEALTH
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
20 Jul 2017
No
RELATIONSHIP MANAGER, PRIVATE WEALTH
Name of Registered Institution
SFC CE number
Business Address
CHINA MINSHENG BANKING CORP., LTD.
AUD728
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9811
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
Since 20 Jul 2017
No
AC9811
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
Since 20 Jul 2017
No
AC9811
WING LUNG BANK LIMITED
Type 1: dealing in securities
14 Jan 2015 - 30 Jun 2017
No
AC9811
WING LUNG BANK LIMITED
Type 4: advising on securities
14 Jan 2015 - 30 Jun 2017
No
AC9811
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2008 - 11 Oct 2014
No
AC9811
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2008 - 11 Oct 2014
No
AC9811
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Jun 2006 - 29 Jun 2008
No
AC9811
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Jun 2006 - 29 Jun 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.