Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, HING MAN
Chinese Name of Relevant Individual
梁馨文
HKMA Registration Number
AC9812
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2010 - 29 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2010 - 29 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2009 - 13 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2008 - 14 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2008 - 14 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2007 - 20 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2006 - 25 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2006 - 04 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, HING MAN
:
Chinese Name of Relevant Individual
梁馨文
:
HKMA Registration Number
AC9812
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9812
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 14 Jul 2017
No
AC9812
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 14 Jul 2017
No
AC9812
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
30 Oct 2014 - 30 Sep 2016
No
AC9812
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
30 Oct 2014 - 30 Sep 2016
No
AC9812
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
17 Nov 2010 - 29 Jul 2014
No
AC9812
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
17 Nov 2010 - 29 Jul 2014
No
AC9812
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2009 - 13 Dec 2009
No
AC9812
CREDIT SUISSE
Type 1: dealing in securities
15 Jul 2008 - 14 Dec 2008
No
AC9812
CREDIT SUISSE
Type 4: advising on securities
15 Jul 2008 - 14 Dec 2008
No
AC9812
RBS COUTTS BANK AG
Type 1: dealing in securities
20 Jan 2007 - 20 Jun 2008
No
AC9812
CITIBANK, N.A.
Type 1: dealing in securities
22 Jun 2006 - 25 Jan 2007
No
AC9812
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Jun 2006 - 04 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.