Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, PIK YU
Chinese Name of Relevant Individual
林碧茹
HKMA Registration Number
AC9813
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2006 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2006 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2006 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2006 - 04 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, PIK YU
:
Chinese Name of Relevant Individual
林碧茹
:
HKMA Registration Number
AC9813
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9813
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
25 Jul 2006 - 25 Aug 2017
No
AC9813
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
25 Jul 2006 - 25 Aug 2017
No
AC9813
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
22 Jun 2006 - 04 Jul 2006
No
AC9813
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
22 Jun 2006 - 04 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.