Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, KA YAN MICHELLE
Chinese Name of Relevant Individual
喻家欣
HKMA Registration Number
AC9822
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2011 - 19 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2008 - 19 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2008 - 03 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2007 - 08 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2007 - 08 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2006 - 19 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2006 - 19 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, KA YAN MICHELLE
:
Chinese Name of Relevant Individual
喻家欣
:
HKMA Registration Number
AC9822
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9822
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Dec 2011 - 19 Sep 2014
No
AC9822
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Feb 2008 - 19 Sep 2014
No
AC9822
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
02 Feb 2008 - 03 Feb 2008
No
AC9822
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 1: dealing in securities
29 Aug 2007 - 08 Jan 2008
No
AC9822
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 4: advising on securities
29 Aug 2007 - 08 Jan 2008
No
AC9822
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
23 Jun 2006 - 19 Jul 2007
No
AC9822
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
23 Jun 2006 - 19 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.