Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YEUK KI
Chinese Name of Relevant Individual
陳若琪
HKMA Registration Number
AC9832
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2018 - 06 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2018 - 06 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
24 Mar 2018 - 06 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2016 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2016 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2011 - 10 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2011 - 10 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2006 - 21 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2006 - 21 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
23 Jun 2006 - 21 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YEUK KI
:
Chinese Name of Relevant Individual
陳若琪
:
HKMA Registration Number
AC9832
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9832
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
24 Mar 2018 - 06 Apr 2020
No
AC9832
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
24 Mar 2018 - 06 Apr 2020
No
AC9832
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
24 Mar 2018 - 06 Apr 2020
No
AC9832
WING LUNG BANK LIMITED
Type 1: dealing in securities
27 Jan 2016 - 15 Aug 2017
No
AC9832
WING LUNG BANK LIMITED
Type 4: advising on securities
27 Jan 2016 - 15 Aug 2017
No
AC9832
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
25 Jan 2011 - 10 Jul 2011
No
AC9832
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
25 Jan 2011 - 10 Jul 2011
No
AC9832
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
23 Jun 2006 - 21 Mar 2007
No
AC9832
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
23 Jun 2006 - 21 Mar 2007
No
AC9832
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
23 Jun 2006 - 21 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.