Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SZE WING
Chinese Name of Relevant Individual
李思穎
HKMA Registration Number
AC9848
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2010 - 31 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2007 - 31 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2006 - 10 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SZE WING
:
Chinese Name of Relevant Individual
李思穎
:
HKMA Registration Number
AC9848
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9848
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
28 Aug 2010 - 31 May 2018
No
AC9848
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Mar 2007 - 31 Aug 2007
No
AC9848
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jun 2006 - 10 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.