Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, LAWRENCE
Chinese Name of Relevant Individual
梁偉澤
HKMA Registration Number
AC9851
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2014 - 15 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2014 - 15 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2013 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2013 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2006 - 18 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, LAWRENCE
:
Chinese Name of Relevant Individual
梁偉澤
:
HKMA Registration Number
AC9851
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9851
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Dec 2014 - 15 Oct 2016
No
AC9851
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Dec 2014 - 15 Oct 2016
No
AC9851
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
15 Jul 2013 - 04 Jun 2014
No
AC9851
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
15 Jul 2013 - 04 Jun 2014
No
AC9851
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
24 Jun 2006 - 18 May 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.