Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, CHEN SAN TIMOTHY
Chinese Name of Relevant Individual
林全山
HKMA Registration Number
AC9870
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2008 - 30 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2008 - 30 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2008 - 30 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2008 - 30 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2006 - 27 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2006 - 27 Mar 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, CHEN SAN TIMOTHY
:
Chinese Name of Relevant Individual
林全山
:
HKMA Registration Number
AC9870
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9870
CITIBANK, N.A.
Type 1: dealing in securities
08 Apr 2008 - 30 Nov 2012
No
AC9870
CITIBANK, N.A.
Type 4: advising on securities
08 Apr 2008 - 30 Nov 2012
No
AC9870
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Apr 2008 - 30 Nov 2012
No
AC9870
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
08 Apr 2008 - 30 Nov 2012
No
AC9870
CITIBANK, N.A.
Type 1: dealing in securities
27 Jun 2006 - 27 Mar 2008
No
AC9870
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Jun 2006 - 27 Mar 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.