Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUI, PO LING CANLIE
Chinese Name of Relevant Individual
魏葆寧
HKMA Registration Number
AC9878
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2008 - 20 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 20 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2007 - 19 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2007 - 19 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2006 - 31 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2006 - 31 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUI, PO LING CANLIE
:
Chinese Name of Relevant Individual
魏葆寧
:
HKMA Registration Number
AC9878
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9878
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Jun 2008 - 20 Feb 2011
No
AC9878
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Jun 2008 - 20 Feb 2011
No
AC9878
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
11 Jan 2007 - 19 Apr 2007
No
AC9878
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
11 Jan 2007 - 19 Apr 2007
No
AC9878
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
27 Jun 2006 - 31 Oct 2006
No
AC9878
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
27 Jun 2006 - 31 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.