Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, JAMES
Chinese Name of Relevant Individual
葉強華
HKMA Registration Number
AC9892
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2006 - 12 Aug 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2006 - 12 Aug 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
24 Oct 2006 - 16 Feb 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2006 - 23 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2006 - 23 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
28 Jun 2006 - 23 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, JAMES
:
Chinese Name of Relevant Individual
葉強華
:
HKMA Registration Number
AC9892
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9892
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Oct 2006 - 12 Aug 2013
Yes
AC9892
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Oct 2006 - 12 Aug 2013
Yes
AC9892
FUBON BANK (HONG KONG) LIMITED
Type 9: asset management
24 Oct 2006 - 16 Feb 2012
Yes
AC9892
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jun 2006 - 23 Oct 2006
No
AC9892
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jun 2006 - 23 Oct 2006
No
AC9892
FUBON BANK (HONG KONG) LIMITED
Type 9: asset management
28 Jun 2006 - 23 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.