Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

ENGELHARD, STEPHANIE JUNKO

Chinese Name of Relevant Individual

HKMA Registration Number

AC9897

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 2: dealing in futures contracts

Effective Period

18 Sep 2014 - 07 Jul 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 5: advising on futures contracts

Effective Period

18 Sep 2014 - 07 Jul 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Sep 2014 - 07 Jul 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 4: advising on securities

Effective Period

01 Sep 2014 - 07 Jul 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT AGRICOLE (SUISSE) SA

Regulated Activity

Type 1: dealing in securities

Effective Period

14 Jul 2011 - 31 Jul 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT AGRICOLE (SUISSE) SA

Regulated Activity

Type 9: asset management

Effective Period

14 Jul 2011 - 31 Jul 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT AGRICOLE (SUISSE) SA

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Feb 2007 - 10 Jul 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT AGRICOLE (SUISSE) SA

Regulated Activity

Type 9: asset management

Effective Period

01 Feb 2007 - 10 Jul 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CALYON

Regulated Activity

Type 1: dealing in securities

Effective Period

28 Jun 2006 - 31 Jan 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CALYON

Regulated Activity

Type 9: asset management

Effective Period

28 Jun 2006 - 31 Jan 2007

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

ENGELHARD, STEPHANIE JUNKO

:

Chinese Name of Relevant Individual

:

HKMA Registration Number

AC9897

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AC9897

LGT BANK AG

Type 2: dealing in futures contracts

18 Sep 2014 - 07 Jul 2021

No

AC9897

LGT BANK AG

Type 5: advising on futures contracts

18 Sep 2014 - 07 Jul 2021

No

AC9897

LGT BANK AG

Type 1: dealing in securities

01 Sep 2014 - 07 Jul 2021

No

AC9897

LGT BANK AG

Type 4: advising on securities

01 Sep 2014 - 07 Jul 2021

No

AC9897

CREDIT AGRICOLE (SUISSE) SA

Type 1: dealing in securities

14 Jul 2011 - 31 Jul 2014

No

AC9897

CREDIT AGRICOLE (SUISSE) SA

Type 9: asset management

14 Jul 2011 - 31 Jul 2014

No

AC9897

CREDIT AGRICOLE (SUISSE) SA

Type 1: dealing in securities

01 Feb 2007 - 10 Jul 2011

No

AC9897

CREDIT AGRICOLE (SUISSE) SA

Type 9: asset management

01 Feb 2007 - 10 Jul 2011

No

AC9897

CALYON

Type 1: dealing in securities

28 Jun 2006 - 31 Jan 2007

No

AC9897

CALYON

Type 9: asset management

28 Jun 2006 - 31 Jan 2007

No