Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MARCHIO, STEVEN SANTO PETER
Chinese Name of Relevant Individual
HKMA Registration Number
AC9900
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2026 - 16 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2026 - 16 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2026 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2026 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2006 - 06 Jul 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MARCHIO, STEVEN SANTO PETER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9900
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9900
ROYAL BANK OF CANADA
Type 1: dealing in securities
15 Apr 2026 - 16 Apr 2026
No
AC9900
ROYAL BANK OF CANADA
Type 4: advising on securities
15 Apr 2026 - 16 Apr 2026
No
AC9900
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Mar 2026 - 27 Mar 2026
No
AC9900
ROYAL BANK OF CANADA
Type 4: advising on securities
25 Mar 2026 - 27 Mar 2026
No
AC9900
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
28 Jun 2006 - 06 Jul 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
