Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOODY, PAUL RICHARD
Chinese Name of Relevant Individual
HKMA Registration Number
AC9914
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2009 - 14 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2009 - 14 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2009 - 16 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2009 - 16 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2009 - 03 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2009 - 03 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOODY, PAUL RICHARD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9914
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9914
CITIBANK, N.A.
Type 1: dealing in securities
30 Jul 2009 - 14 Aug 2009
No
AC9914
CITIBANK, N.A.
Type 4: advising on securities
30 Jul 2009 - 14 Aug 2009
No
AC9914
CITIBANK, N.A.
Type 1: dealing in securities
11 May 2009 - 16 May 2009
No
AC9914
CITIBANK, N.A.
Type 4: advising on securities
11 May 2009 - 16 May 2009
No
AC9914
CITIBANK, N.A.
Type 1: dealing in securities
30 Mar 2009 - 03 Apr 2009
No
AC9914
CITIBANK, N.A.
Type 4: advising on securities
30 Mar 2009 - 03 Apr 2009
No
AC9914
CITIBANK, N.A.
Type 1: dealing in securities
30 Jun 2006
No
AC9914
CITIBANK, N.A.
Type 4: advising on securities
30 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
