Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, CHI WAI
Chinese Name of Relevant Individual
梁志偉
HKMA Registration Number
AC9915
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY GENERAL MANAGER, E-BANKING SERVICES - SECURITIES & LEVERAGED FOREX
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY GENERAL MANAGER, E-BANKING SERVICES - SECURITIES & LEVERAGED FOREX
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
SFC CE number
BJN782
Business Address
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2010 - 14 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2010 - 14 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2006 - 04 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2006 - 04 Nov 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, CHI WAI
:
Chinese Name of Relevant Individual
梁志偉
:
HKMA Registration Number
AC9915
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
09 Nov 2017
Yes
DEPUTY GENERAL MANAGER, E-BANKING SERVICES - SECURITIES & LEVERAGED FOREX
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
09 Nov 2017
Yes
DEPUTY GENERAL MANAGER, E-BANKING SERVICES - SECURITIES & LEVERAGED FOREX
Name of Registered Institution
SFC CE number
Business Address
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
BJN782
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9915
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
Since 09 Nov 2017
Yes
AC9915
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
Since 09 Nov 2017
Yes
AC9915
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
15 Jun 2017 - 28 Jan 2018
Yes
AC9915
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
15 Jun 2017 - 28 Jan 2018
Yes
AC9915
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
20 Oct 2010 - 14 Jun 2017
No
AC9915
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
20 Oct 2010 - 14 Jun 2017
No
AC9915
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
30 Jun 2006 - 04 Nov 2007
No
AC9915
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
30 Jun 2006 - 04 Nov 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.