Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, HOI YEE
Chinese Name of Relevant Individual
廖凱儀
HKMA Registration Number
AC9928
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 01 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 01 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2007 - 01 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2007 - 01 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2006 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2006 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, HOI YEE
:
Chinese Name of Relevant Individual
廖凱儀
:
HKMA Registration Number
AC9928
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9928
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 01 Dec 2015
No
AC9928
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 01 Dec 2015
No
AC9928
CITIBANK, N.A.
Type 1: dealing in securities
17 Apr 2007 - 01 Dec 2015
No
AC9928
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Apr 2007 - 01 Dec 2015
No
AC9928
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jul 2006 - 09 Apr 2007
No
AC9928
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Jul 2006 - 09 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.