Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, POK MAN
Chinese Name of Relevant Individual
劉博民
HKMA Registration Number
AC9939
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2017 - 19 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2014 - 10 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2014 - 10 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2011 - 01 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2011 - 01 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2010 - 25 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2010 - 25 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2010 - 15 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2010 - 15 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2008 - 17 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2008 - 17 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jun 2008 - 17 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2006 - 22 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, POK MAN
:
Chinese Name of Relevant Individual
劉博民
:
HKMA Registration Number
AC9939
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9939
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Jul 2017 - 19 Nov 2017
No
AC9939
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Jun 2014 - 10 Jun 2017
No
AC9939
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Jun 2014 - 10 Jun 2017
No
AC9939
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
13 Sep 2011 - 01 Jun 2014
No
AC9939
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Sep 2011 - 01 Jun 2014
No
AC9939
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Oct 2010 - 25 Jul 2011
No
AC9939
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Oct 2010 - 25 Jul 2011
No
AC9939
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Apr 2010 - 15 Aug 2010
No
AC9939
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Apr 2010 - 15 Aug 2010
No
AC9939
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Jul 2008 - 17 Dec 2009
No
AC9939
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jun 2008 - 17 Dec 2009
No
AC9939
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jun 2008 - 17 Dec 2009
No
AC9939
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jul 2006 - 22 May 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.