Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, TAO
Chinese Name of Relevant Individual
劉濤
HKMA Registration Number
AC9958
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2018 - 16 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2018 - 16 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Apr 2018 - 16 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2009 - 04 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2009 - 04 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2006 - 04 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2006 - 04 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, TAO
:
Chinese Name of Relevant Individual
劉濤
:
HKMA Registration Number
AC9958
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9958
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Apr 2018 - 16 Dec 2020
No
AC9958
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Apr 2018 - 16 Dec 2020
No
AC9958
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Apr 2018 - 16 Dec 2020
No
AC9958
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jan 2009 - 04 Mar 2018
No
AC9958
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Jan 2009 - 04 Mar 2018
No
AC9958
DBS BANK LTD.
Type 1: dealing in securities
04 Jul 2006 - 04 Mar 2018
No
AC9958
DBS BANK LTD.
Type 4: advising on securities
04 Jul 2006 - 04 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.