Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, YING KI THERESA
Chinese Name of Relevant Individual
鄧英祺
HKMA Registration Number
AC9959
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2008 - 20 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2008 - 20 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AIG PRIVATE BANK LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2007 - 01 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AIG PRIVATE BANK LTD
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2007 - 01 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2006 - 05 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2006 - 05 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, YING KI THERESA
:
Chinese Name of Relevant Individual
鄧英祺
:
HKMA Registration Number
AC9959
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9959
CREDIT SUISSE AG
Type 1: dealing in securities
17 Jul 2008 - 20 Dec 2011
No
AC9959
CREDIT SUISSE AG
Type 4: advising on securities
17 Jul 2008 - 20 Dec 2011
No
AC9959
AIG PRIVATE BANK LTD
Type 1: dealing in securities
14 Feb 2007 - 01 Jul 2008
No
AC9959
AIG PRIVATE BANK LTD
Type 4: advising on securities
14 Feb 2007 - 01 Jul 2008
No
AC9959
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jul 2006 - 05 Oct 2006
No
AC9959
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jul 2006 - 05 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.