Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, FUNG SHEK
Chinese Name of Relevant Individual
劉豐碩
HKMA Registration Number
AC9962
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 26 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 26 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2010 - 26 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2010 - 26 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2006 - 29 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2006 - 29 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2006 - 29 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2006 - 29 Nov 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, FUNG SHEK
:
Chinese Name of Relevant Individual
劉豐碩
:
HKMA Registration Number
AC9962
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9962
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 26 Dec 2020
No
AC9962
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 26 Dec 2020
No
AC9962
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Aug 2010 - 26 Dec 2020
No
AC9962
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Aug 2010 - 26 Dec 2020
No
AC9962
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Nov 2006 - 29 Jun 2010
No
AC9962
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Nov 2006 - 29 Jun 2010
No
AC9962
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jul 2006 - 29 Nov 2006
No
AC9962
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jul 2006 - 29 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.