Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, MOON FAN, JOYCE
Chinese Name of Relevant Individual
HKMA Registration Number
AC9991
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Feb 2008 - 03 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2007 - 30 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2006 - 08 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, MOON FAN, JOYCE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9991
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9991
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
29 Feb 2008 - 03 Feb 2009
No
AC9991
ABN AMRO BANK N.V.
Type 1: dealing in securities
23 Jan 2007 - 30 Sep 2007
No
AC9991
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Jul 2006 - 08 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.