Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUFSCHMID, MARION
Chinese Name of Relevant Individual
HKMA Registration Number
AC9993
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2013 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2009 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2010 - 13 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2010 - 27 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2008 - 23 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BAYERISCHE HYPO-UND VEREINSBANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BAYERISCHE HYPO-UND VEREINSBANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUFSCHMID, MARION
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9993
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9993
BANCO SANTANDER, S.A.
Type 4: advising on securities
14 Mar 2013 - 30 Jun 2015
Yes
AC9993
BANCO SANTANDER, S.A.
Type 1: dealing in securities
24 Apr 2009 - 30 Jun 2015
Yes
AC9993
BANCO SANTANDER, S.A.
Type 4: advising on securities
15 Oct 2010 - 13 Mar 2013
No
AC9993
BANCO SANTANDER, S.A.
Type 4: advising on securities
19 Jul 2010 - 27 Jul 2010
No
AC9993
BANCO SANTANDER, S.A.
Type 1: dealing in securities
25 Dec 2008 - 23 Apr 2009
No
AC9993
BAYERISCHE HYPO-UND VEREINSBANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Jul 2006 - 31 Jan 2007
No
AC9993
BAYERISCHE HYPO-UND VEREINSBANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 Jul 2006 - 31 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.