Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUNG, CHING HUA
Chinese Name of Relevant Individual
宋清華
HKMA Registration Number
AD0013
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Sep 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Sep 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK JULIUS BAER & CO. LTD.
SFC CE number
AUR302
Business Address
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 May 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 May 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2018 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2018 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2016 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2016 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2007 - 25 Oct 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2006 - 25 Oct 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2006 - 21 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2006 - 03 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
17 Aug 2006 - 03 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2006 - 03 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUNG, CHING HUA
:
Chinese Name of Relevant Individual
宋清華
:
HKMA Registration Number
AD0013
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
29 Sep 2018
Yes
MANAGING DIRECTOR
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
29 Sep 2018
Yes
MANAGING DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
BANK JULIUS BAER & CO. LTD.
AUR302
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0013
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
Since 24 May 2023
Yes
AD0013
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
Since 24 May 2023
Yes
AD0013
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
29 Sep 2018 - 23 May 2023
No
AD0013
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
29 Sep 2018 - 23 May 2023
No
AD0013
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Oct 2016 - 15 Jun 2018
No
AD0013
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Oct 2016 - 15 Jun 2018
No
AD0013
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
24 Jul 2007 - 25 Oct 2007
Yes
AD0013
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
22 Dec 2006 - 25 Oct 2007
Yes
AD0013
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
27 Oct 2006 - 21 Dec 2006
No
AD0013
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Aug 2006 - 03 Oct 2006
No
AD0013
FUBON BANK (HONG KONG) LIMITED
Type 9: asset management
17 Aug 2006 - 03 Oct 2006
No
AD0013
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2006 - 03 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.