Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHI YUNG
Chinese Name of Relevant Individual
陳智勇
HKMA Registration Number
AD0021
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
29 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
29 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
DBS BANK (HONG KONG) LIMITED
Effective Date
18 Nov 2025
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
2
Registered Institution
DBS BANK (HONG KONG) LIMITED
Effective Date
18 Nov 2025
Description
For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of DBS BANK (HONG KONG) LIMITED not subject to a similar condition.
1
Registered Institution
DBS BANK LTD.
Effective Date
18 Nov 2025
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
2
Registered Institution
DBS BANK LTD.
Effective Date
18 Nov 2025
Description
For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of DBS BANK LTD. not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 18 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 18 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2024 - 17 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2024 - 17 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Oct 2024 - 17 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2024 - 17 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2024 - 17 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Oct 2024 - 17 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2006 - 13 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2006 - 13 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jul 2006 - 13 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHI YUNG
:
Chinese Name of Relevant Individual
陳智勇
:
HKMA Registration Number
AD0021
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2024
Yes
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2024
Yes
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Oct 2024
Yes
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
DBS BANK LTD.
Type 1: dealing in securities
29 Oct 2024
Yes
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
DBS BANK LTD.
Type 4: advising on securities
29 Oct 2024
Yes
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
DBS BANK LTD.
Type 6: advising on corporate finance
29 Oct 2024
Yes
HEAD OF INSTITUTIONAL BANKING GROUP, HONG KONG
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
DBS BANK (HONG KONG) LIMITED
1
18 Nov 2025
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
DBS BANK (HONG KONG) LIMITED
2
18 Nov 2025
For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of DBS BANK (HONG KONG) LIMITED not subject to a similar condition.
DBS BANK LTD.
1
18 Nov 2025
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
DBS BANK LTD.
2
18 Nov 2025
For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of DBS BANK LTD. not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0021
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Nov 2025
Yes
AD0021
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Nov 2025
Yes
AD0021
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 18 Nov 2025
Yes
AD0021
DBS BANK LTD.
Type 1: dealing in securities
Since 18 Nov 2025
Yes
AD0021
DBS BANK LTD.
Type 4: advising on securities
Since 18 Nov 2025
Yes
AD0021
DBS BANK LTD.
Type 6: advising on corporate finance
Since 18 Nov 2025
Yes
AD0021
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2024 - 17 Nov 2025
No
AD0021
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2024 - 17 Nov 2025
No
AD0021
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Oct 2024 - 17 Nov 2025
No
AD0021
DBS BANK LTD.
Type 1: dealing in securities
29 Oct 2024 - 17 Nov 2025
No
AD0021
DBS BANK LTD.
Type 4: advising on securities
29 Oct 2024 - 17 Nov 2025
No
AD0021
DBS BANK LTD.
Type 6: advising on corporate finance
29 Oct 2024 - 17 Nov 2025
No
AD0021
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2006 - 13 Jan 2019
No
AD0021
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2006 - 13 Jan 2019
No
AD0021
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
07 Jul 2006 - 13 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.