Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, YEE KI
Chinese Name of Relevant Individual
洪綺琪
HKMA Registration Number
AD0026
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2008 - 09 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2008 - 09 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2006 - 15 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2006 - 15 Mar 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, YEE KI
:
Chinese Name of Relevant Individual
洪綺琪
:
HKMA Registration Number
AD0026
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0026
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
19 Apr 2008 - 09 Jan 2011
No
AD0026
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
19 Apr 2008 - 09 Jan 2011
No
AD0026
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Jul 2006 - 15 Mar 2008
No
AD0026
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Jul 2006 - 15 Mar 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.