Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, MARGARET
Chinese Name of Relevant Individual
林秀蓮
HKMA Registration Number
AD0052
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2007 - 03 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2007 - 03 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2006 - 31 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2006 - 31 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, MARGARET
:
Chinese Name of Relevant Individual
林秀蓮
:
HKMA Registration Number
AD0052
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0052
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
26 Nov 2007 - 03 Jul 2009
No
AD0052
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
26 Nov 2007 - 03 Jul 2009
No
AD0052
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
10 Jul 2006 - 31 May 2007
No
AD0052
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
10 Jul 2006 - 31 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.