Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FOK, CHI KWONG
Chinese Name of Relevant Individual
霍志光
HKMA Registration Number
AD0053
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2009 - 20 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2007 - 29 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2006 - 31 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Jul 2006 - 31 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FOK, CHI KWONG
:
Chinese Name of Relevant Individual
霍志光
:
HKMA Registration Number
AD0053
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0053
BNP PARIBAS
Type 1: dealing in securities
04 Nov 2009 - 20 Nov 2009
No
AD0053
BNP PARIBAS
Type 1: dealing in securities
13 Jul 2007 - 29 Oct 2009
No
AD0053
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Jul 2006 - 31 Oct 2006
No
AD0053
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Jul 2006 - 31 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.