Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, HANG YUK
Chinese Name of Relevant Individual
梁杏玉
HKMA Registration Number
AD0071
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2017 - 04 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
24 Oct 2017 - 04 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2017 - 04 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
24 Oct 2017 - 04 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 06 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 06 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2011 - 24 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2008 - 31 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2008 - 31 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2007 - 09 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2006 - 25 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2006 - 25 Oct 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, HANG YUK
:
Chinese Name of Relevant Individual
梁杏玉
:
HKMA Registration Number
AD0071
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0071
LGT BANK AG
Type 1: dealing in securities
24 Oct 2017 - 04 Aug 2020
No
AD0071
LGT BANK AG
Type 2: dealing in futures contracts
24 Oct 2017 - 04 Aug 2020
No
AD0071
LGT BANK AG
Type 4: advising on securities
24 Oct 2017 - 04 Aug 2020
No
AD0071
LGT BANK AG
Type 5: advising on futures contracts
24 Oct 2017 - 04 Aug 2020
No
AD0071
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 06 Oct 2017
No
AD0071
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 06 Oct 2017
No
AD0071
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
05 Jul 2014 - 30 Sep 2016
No
AD0071
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
05 Jul 2014 - 30 Sep 2016
No
AD0071
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Jan 2011 - 24 Jun 2014
No
AD0071
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
10 Jun 2008 - 31 Dec 2010
No
AD0071
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
10 Jun 2008 - 31 Dec 2010
No
AD0071
UBS AG
Type 1: dealing in securities
17 Nov 2007 - 09 Jun 2008
No
AD0071
CITIBANK, N.A.
Type 1: dealing in securities
11 Jul 2006 - 25 Oct 2007
No
AD0071
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Jul 2006 - 25 Oct 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.