Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KWAN KIT CHRIS
Chinese Name of Relevant Individual
何君傑
HKMA Registration Number
AD0072
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2009 - 16 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2009 - 16 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 15 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 15 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2006 - 15 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2006 - 15 Jul 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KWAN KIT CHRIS
:
Chinese Name of Relevant Individual
何君傑
:
HKMA Registration Number
AD0072
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0072
CREDIT SUISSE AG
Type 1: dealing in securities
30 Jul 2009 - 16 Feb 2023
No
AD0072
CREDIT SUISSE AG
Type 4: advising on securities
30 Jul 2009 - 16 Feb 2023
No
AD0072
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 15 Jul 2009
No
AD0072
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 15 Jul 2009
No
AD0072
CITIBANK, N.A.
Type 1: dealing in securities
11 Jul 2006 - 15 Jul 2009
No
AD0072
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Jul 2006 - 15 Jul 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.