Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KAI FUNG EDWARD
Chinese Name of Relevant Individual
劉啟鋒
HKMA Registration Number
AD0080
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, MERGERS & ACQUISITIONS
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, MERGERS & ACQUISITIONS
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, MERGERS & ACQUISITIONS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 04 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2007 - 03 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Feb 2007 - 03 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2006 - 06 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Jul 2006 - 06 Feb 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KAI FUNG EDWARD
:
Chinese Name of Relevant Individual
劉啟鋒
:
HKMA Registration Number
AD0080
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
04 Mar 2017
No
EXECUTIVE DIRECTOR, MERGERS & ACQUISITIONS
NATIXIS
Type 4: advising on securities
04 Mar 2017
No
EXECUTIVE DIRECTOR, MERGERS & ACQUISITIONS
NATIXIS
Type 6: advising on corporate finance
04 Mar 2017
No
EXECUTIVE DIRECTOR, MERGERS & ACQUISITIONS
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0080
NATIXIS
Type 1: dealing in securities
Since 04 Mar 2017
No
AD0080
NATIXIS
Type 4: advising on securities
Since 04 Mar 2017
No
AD0080
NATIXIS
Type 6: advising on corporate finance
Since 04 Mar 2017
No
AD0080
ABN AMRO BANK N.V.
Type 1: dealing in securities
14 Feb 2007 - 03 Oct 2008
No
AD0080
ABN AMRO BANK N.V.
Type 6: advising on corporate finance
14 Feb 2007 - 03 Oct 2008
No
AD0080
ABN AMRO BANK N.V.
Type 1: dealing in securities
11 Jul 2006 - 06 Feb 2007
No
AD0080
ABN AMRO BANK N.V.
Type 6: advising on corporate finance
11 Jul 2006 - 06 Feb 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
