Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, CHI KWAN ELLEN
Chinese Name of Relevant Individual
鄧芷君
HKMA Registration Number
AD0084
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
30 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
30 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
30 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
30 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 30 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 30 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Jan 2017 - 31 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2015 - 31 Jan 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2015 - 31 Jan 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2006 - 07 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2006 - 07 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, CHI KWAN ELLEN
:
Chinese Name of Relevant Individual
鄧芷君
:
HKMA Registration Number
AD0084
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 May 2024
No
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 May 2024
No
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 May 2024
No
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
29 May 2024
No
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
30 May 2024
No
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
30 May 2024
No
SEGMENT HEAD, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0084
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 30 May 2024
No
AD0084
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 30 May 2024
No
AD0084
DBS BANK LTD.
Type 4: advising on securities
Since 30 May 2024
No
AD0084
DBS BANK LTD.
Type 6: advising on corporate finance
Since 30 May 2024
No
AD0084
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 29 May 2024
No
AD0084
DBS BANK LTD.
Type 1: dealing in securities
Since 29 May 2024
No
AD0084
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Jan 2017 - 31 Jan 2020
No
AD0084
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 May 2015 - 31 Jan 2020
Yes
AD0084
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 May 2015 - 31 Jan 2020
Yes
AD0084
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jul 2006 - 07 May 2015
No
AD0084
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jul 2006 - 07 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.