Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SUNG HO
Chinese Name of Relevant Individual
王崇豪
HKMA Registration Number
AD0106
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2023 - 28 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2023 - 28 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2015 - 08 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2015 - 08 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2011 - 20 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2011 - 20 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Feb 2011 - 20 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2010 - 02 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2010 - 02 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2010 - 30 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2010 - 30 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2008 - 24 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2006 - 24 Dec 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SUNG HO
:
Chinese Name of Relevant Individual
王崇豪
:
HKMA Registration Number
AD0106
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0106
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
06 Jan 2023 - 28 Apr 2023
No
AD0106
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
06 Jan 2023 - 28 Apr 2023
No
AD0106
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2015 - 08 Aug 2016
No
AD0106
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jun 2015 - 08 Aug 2016
No
AD0106
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jun 2015
No
AD0106
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jun 2015
No
AD0106
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Feb 2011 - 20 Apr 2015
No
AD0106
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Feb 2011 - 20 Apr 2015
No
AD0106
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Feb 2011 - 20 Apr 2015
No
AD0106
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jul 2010 - 02 Dec 2010
No
AD0106
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jul 2010 - 02 Dec 2010
No
AD0106
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2010 - 30 Mar 2010
No
AD0106
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2010 - 30 Mar 2010
No
AD0106
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Sep 2008 - 24 Dec 2009
No
AD0106
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jul 2006 - 24 Dec 2009
No
AD0106
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jul 2006 - 24 Dec 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.