Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOH, KIN MING
Chinese Name of Relevant Individual
陸健明
HKMA Registration Number
AD0107
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2013 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2013 - 30 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2011 - 30 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2011 - 30 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2006 - 02 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jul 2006 - 02 May 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOH, KIN MING
:
Chinese Name of Relevant Individual
陸健明
:
HKMA Registration Number
AD0107
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0107
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
01 Jul 2013 - 30 Sep 2013
No
AD0107
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
01 Jul 2013 - 30 Sep 2013
No
AD0107
CHINA CONSTRUCTION BANK CORPORATION
Type 1: dealing in securities
22 Sep 2011 - 30 Jun 2013
No
AD0107
CHINA CONSTRUCTION BANK CORPORATION
Type 4: advising on securities
22 Sep 2011 - 30 Jun 2013
No
AD0107
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jul 2006 - 02 May 2011
No
AD0107
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jul 2006 - 02 May 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.