Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SHUK CHING
Chinese Name of Relevant Individual
李淑貞
HKMA Registration Number
AD0108
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2023 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2023 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2014 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2014 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Oct 2014 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2013 - 12 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2013 - 12 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Sep 2013 - 12 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2012 - 04 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2012 - 04 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2006 - 12 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2006 - 12 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jul 2006 - 12 Sep 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SHUK CHING
:
Chinese Name of Relevant Individual
李淑貞
:
HKMA Registration Number
AD0108
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0108
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
08 Sep 2023 - 31 Oct 2024
No
AD0108
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
08 Sep 2023 - 31 Oct 2024
No
AD0108
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Oct 2014 - 30 Apr 2019
No
AD0108
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Oct 2014 - 30 Apr 2019
No
AD0108
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Oct 2014 - 30 Apr 2019
No
AD0108
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Sep 2013 - 12 Feb 2014
No
AD0108
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Sep 2013 - 12 Feb 2014
No
AD0108
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Sep 2013 - 12 Feb 2014
No
AD0108
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Aug 2012 - 04 Aug 2013
No
AD0108
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Aug 2012 - 04 Aug 2013
No
AD0108
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Oct 2006 - 12 Sep 2010
No
AD0108
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jul 2006 - 12 Sep 2010
No
AD0108
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jul 2006 - 12 Sep 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.