Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, CHIN WAN
Chinese Name of Relevant Individual
李展雲
HKMA Registration Number
AD0111
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2019 - 20 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2019 - 20 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jan 2019 - 20 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2016 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2016 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2016 - 10 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2016 - 10 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2013 - 04 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2013 - 04 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2006 - 17 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
14 Jul 2006 - 17 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, CHIN WAN
:
Chinese Name of Relevant Individual
李展雲
:
HKMA Registration Number
AD0111
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Mar 2022
No
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
09 Mar 2022
No
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0111
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 09 Mar 2022
No
AD0111
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 09 Mar 2022
No
AD0111
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jan 2019 - 20 Jan 2022
No
AD0111
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Jan 2019 - 20 Jan 2022
No
AD0111
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jan 2019 - 20 Jan 2022
No
AD0111
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
21 Dec 2016 - 07 Dec 2018
No
AD0111
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
21 Dec 2016 - 07 Dec 2018
No
AD0111
NIPPON WEALTH LIMITED
Type 1: dealing in securities
02 Aug 2016 - 10 Oct 2016
No
AD0111
NIPPON WEALTH LIMITED
Type 4: advising on securities
02 Aug 2016 - 10 Oct 2016
No
AD0111
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Oct 2013 - 04 Jan 2015
No
AD0111
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Oct 2013 - 04 Jan 2015
No
AD0111
WING HANG BANK, LIMITED
Type 1: dealing in securities
14 Jul 2006 - 17 Sep 2007
No
AD0111
WING HANG BANK, LIMITED
Type 9: asset management
14 Jul 2006 - 17 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.