Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, TAK HO
Chinese Name of Relevant Individual
劉德豪
HKMA Registration Number
AD0114
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Oct 2018
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY BRANCH HEAD
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Oct 2018
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY BRANCH HEAD
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
SFC CE number
BJN782
Business Address
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2014 - 23 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2013 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2013 - 02 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2009 - 10 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2009 - 10 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2006 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jul 2006 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, TAK HO
:
Chinese Name of Relevant Individual
劉德豪
:
HKMA Registration Number
AD0114
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
27 Oct 2018
No
DEPUTY BRANCH HEAD
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2018
No
DEPUTY BRANCH HEAD
Name of Registered Institution
SFC CE number
Business Address
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
BJN782
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0114
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
Since 27 Oct 2018
No
AD0114
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
Since 27 Oct 2018
No
AD0114
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
28 Oct 2014 - 23 Feb 2016
No
AD0114
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
05 Jun 2013 - 02 Oct 2014
No
AD0114
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
05 Jun 2013 - 02 Oct 2014
No
AD0114
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Apr 2009 - 10 Jul 2011
No
AD0114
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Apr 2009 - 10 Jul 2011
No
AD0114
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jul 2006 - 09 Apr 2007
No
AD0114
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jul 2006 - 09 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.