Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, NA MEI
Chinese Name of Relevant Individual
李娜美
HKMA Registration Number
AD0115
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL LOANS MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL LOANS MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2019 - 21 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2019 - 21 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2013 - 27 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2013 - 27 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2012 - 31 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2012 - 31 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2010 - 27 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2010 - 27 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2008 - 04 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2008 - 04 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2007 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2006 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jul 2006 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, NA MEI
:
Chinese Name of Relevant Individual
李娜美
:
HKMA Registration Number
AD0115
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
25 Jan 2021
No
PERSONAL LOANS MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
25 Jan 2021
No
PERSONAL LOANS MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0115
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 25 Jan 2021
No
AD0115
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 25 Jan 2021
No
AD0115
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Nov 2019 - 21 Nov 2020
No
AD0115
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Nov 2019 - 21 Nov 2020
No
AD0115
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Jun 2013 - 27 Sep 2017
No
AD0115
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Jun 2013 - 27 Sep 2017
No
AD0115
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jan 2012 - 31 May 2012
No
AD0115
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Jan 2012 - 31 May 2012
No
AD0115
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
27 May 2010 - 27 Nov 2011
No
AD0115
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
27 May 2010 - 27 Nov 2011
No
AD0115
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
06 Nov 2008 - 04 May 2010
No
AD0115
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
06 Nov 2008 - 04 May 2010
No
AD0115
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Apr 2007 - 12 Oct 2008
No
AD0115
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jul 2006 - 12 Oct 2008
No
AD0115
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jul 2006 - 12 Oct 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.