Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, KING LOI FREDERICK
Chinese Name of Relevant Individual
閻景來
HKMA Registration Number
AD0121
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2006 - 26 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2006 - 26 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2006 - 09 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2006 - 09 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jul 2006 - 09 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, KING LOI FREDERICK
:
Chinese Name of Relevant Individual
閻景來
:
HKMA Registration Number
AD0121
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0121
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Dec 2006 - 26 Sep 2008
No
AD0121
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Dec 2006 - 26 Sep 2008
No
AD0121
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 1: dealing in securities
14 Jul 2006 - 09 Oct 2006
No
AD0121
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 4: advising on securities
14 Jul 2006 - 09 Oct 2006
No
AD0121
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 6: advising on corporate finance
14 Jul 2006 - 09 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.