Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, MAN YING
Chinese Name of Relevant Individual
周文英
HKMA Registration Number
AD0140
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2007 - 03 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2007 - 03 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2006 - 29 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2006 - 29 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, MAN YING
:
Chinese Name of Relevant Individual
周文英
:
HKMA Registration Number
AD0140
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0140
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 May 2007 - 03 Mar 2008
No
AD0140
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 May 2007 - 03 Mar 2008
No
AD0140
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2006 - 29 Mar 2007
No
AD0140
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2006 - 29 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
