Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SAU CHUN
Chinese Name of Relevant Individual
王秀珍
HKMA Registration Number
AD0158
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2006 - 15 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Sep 2017 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2006 - 22 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Jul 2006 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SAU CHUN
:
Chinese Name of Relevant Individual
王秀珍
:
HKMA Registration Number
AD0158
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0158
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Jul 2006 - 15 May 2023
No
AD0158
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Sep 2017 - 22 Apr 2019
No
AD0158
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Jul 2006 - 22 Apr 2019
No
AD0158
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Jul 2006 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.