Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KWOK CHEONG VICTOR
Chinese Name of Relevant Individual
吳國昌
HKMA Registration Number
AD0161
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2008 - 30 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2008 - 30 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2006 - 27 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2006 - 27 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Jul 2006 - 27 Feb 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KWOK CHEONG VICTOR
:
Chinese Name of Relevant Individual
吳國昌
:
HKMA Registration Number
AD0161
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0161
DAH SING BANK, LIMITED
Type 1: dealing in securities
12 Aug 2008 - 30 Sep 2008
No
AD0161
DAH SING BANK, LIMITED
Type 4: advising on securities
12 Aug 2008 - 30 Sep 2008
No
AD0161
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Jul 2006 - 27 Feb 2008
No
AD0161
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Jul 2006 - 27 Feb 2008
No
AD0161
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Jul 2006 - 27 Feb 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.