Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WAI LEUNG JOSEPH
Chinese Name of Relevant Individual
黃偉樑
HKMA Registration Number
AD0172
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2007 - 27 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 9: asset management
Effective Period
01 Feb 2007 - 27 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Jul 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CALYON
Regulated Activity
Type 9: asset management
Effective Period
18 Jul 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WAI LEUNG JOSEPH
:
Chinese Name of Relevant Individual
黃偉樑
:
HKMA Registration Number
AD0172
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD0172
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
01 Feb 2007 - 27 Jan 2011
No
AD0172
CREDIT AGRICOLE (SUISSE) SA
Type 9: asset management
01 Feb 2007 - 27 Jan 2011
No
AD0172
CALYON
Type 1: dealing in securities
18 Jul 2006 - 31 Jan 2007
No
AD0172
CALYON
Type 4: advising on securities
18 Jul 2006 - 31 Jan 2007
No
AD0172
CALYON
Type 6: advising on corporate finance
18 Jul 2006 - 31 Jan 2007
No
AD0172
CALYON
Type 9: asset management
18 Jul 2006 - 31 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.